Industries · Financial Services

Wealth Management

Wealth and asset managers are built on client trust and confidentiality, serving demanding clients while meeting SEBI conduct, suitability and fiduciary obligations. Digital advice, client portals and portfolio platforms raise the bar on both experience and the protection of highly sensitive financial profiles. Fidova helps wealth firms secure that data, govern the algorithms now shaping advice, and prove their controls to regulators and clients alike — without diluting the discretion the business depends on.

Build · Secure · Govern

One connected advisory, applied to the realities of wealth management.

What's at stake

The pressures shaping this sector.

Client confidentiality

High-net-worth financial profiles, holdings and personal data demand protection well beyond the baseline, across advisers, portals and custodian integrations, under DPDP and SEBI duties.

Suitability & conduct

SEBI investment adviser and portfolio management rules require demonstrable suitability, disclosure and fiduciary conduct — increasingly for advice shaped by software, not just people.

Robo-advice governance

Algorithmic portfolio construction and robo-advisory tools must be explainable, overseen and free of hidden bias, or they expose the firm to mis-selling and conduct findings.

Platform and data integrity

Portfolio, reporting and client systems must deliver accurate valuations and performance leadership and clients can rely on, with data lineage that stands up to audit.

How Fidova helps

The disciplines that matter most here.

CybersecurityWe test client portals, advisory platforms and cloud infrastructure, run technical analysis and design a security programme fit for the confidentiality clients expect.Governance, Risk & ComplianceWe rationalise controls into one owned set with continuous evidence, mapped across SEBI expectations, ISO 27001 and SOC 2 so conduct and data obligations are provable.Artificial IntelligenceWe govern robo-advice and portfolio models with data protection, security review and human oversight so algorithmic advice stays explainable, suitable and defensible.Finance ConsultingWe design finance and reporting processes that produce valuations and performance reporting leadership and clients can trust, under independent challenge.DevelopmentWe design and oversee delivery of client portals and portfolio platforms, with architecture and engineering quality that keep sensitive data secure by design.

Regulation & frameworks

The obligations we design around.

We build controls, evidence and reporting to hold up against the frameworks this sector answers to — across the jurisdictions you operate in.

SEBI (Investment Advisers) Regulations
SEBI (Portfolio Managers) Regulations
SEBI conduct & disclosure norms
India DPDP Act 2023
PMLA / KYC obligations
ISO 27001
SOC 2

Get in touch

Tell us what you are deciding in wealth management.

Share the situation and we will come back with a considered view on scope, sequencing and where the real dependencies sit.

Prefer email? contact@fidovaadvisory.com